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1. Products and Services
Type of Account
Online Trading
2. Corporate Applicant Details
Company Name
Company Registration No.
Country of Incorporation
Date of Incorporation
Type of Institution
Nature of Business
Resident Status (For Foreign Institution)
Shareholder's Fund dated as
Paid-up Capital
Board of Resolution dated as ( ____ ) is attached.
The following information are given as of audited accounts for the latest financial year dated as
3. Address
Company Registration Address
(e.g. No., Building, Street, Ward, Township, City, State)
Postal Code
Country
Current Business Address
(e.g. No., Building, Street, Ward, Township, City, State)
Postal Code
Country
Contact Details
Home Phone
Mobile Phone
Fax
4. Bank Details
Bank Account No.
Bank Name
Bank Branch Name
Type of Account
If others, please specify.
Corporate (Non-Resident)
Bank Account No.
Bank Name
Bank Branch Name
Type of Account
5. Contact Persons
Board of Directors
Person 1
Name
NRC No. (or) Passport No.
Position
Residential Address
Person 2
Name
NRC No. (or) Passport No.
Position
Residential Address
Authorised Persons to Operate the Account
Person 1
Name
NRC No. (or) Passport No.
Position
Residential Address
Person 2
Name
NRC No. (or) Passport No.
Position
Residential Address
Substantial Shareholders / Partners
Person 1
Name
NRC No. (or) Passport No.
% of Shareholding
Residential Address
Person 2
Name
NRC No. (or) Passport No.
% of Shareholding
Residential Address
6. Account Relation Details
Are any of your directors or shareholders and their immediate family members a principal shareholder of any company that currently has an account with us?
Name (If yes, please specify)
Account No. (If yes, please specify)
Do any of your directors or shareholders and their immediate family members have any influence or control over any account maintained with us?
Name (If yes, please specify)
Account No. (If yes, please specify)
Are any of your directors and shareholders and authorised person(s) related to any employee or trading representative with us?
Name (If yes, please specify)
Relationship (If yes, please specify)
7. Politically Exposed Person
Do any of your directors and shareholders and authorised person(s) hold, or have previously held or are actively seeking a position or are being considered for a prominent public function?
Name (If yes, please specify)
Position (If yes, please specify)
Do any immediate family members of your directors, shareholders or any authorised person(s) hold, or have previously held or are actively seeking a position or are being considered for a prominent public function?
Name (If yes, please specify)
Position (If yes, please specify)
8. Declaration in Account Opening Form
We hereby confirm that the information provided herein is true and correct. We shall inform uab securities Limited immediately if such information or any details have changed.
We hereby agree that we shall abide by the rules, regulations and conditions set out herein as well as the stipulation laid down at present or in the future by the Securities and Exchange Commission of Myanmar (the "SECM"), the Yangon Stock Exchange (the "YSX"), uab securities Limited and other regulatory authorities.
We have been notified by our marketing officer and understand the Terms & Conditions for Securities Trading (a copy of which has been received by us), and acknowledge that investment in the stock market contains element of risk.
We hereby agree to appoint and authorize uab securities Limited to act as our agent and/or broker in the purchase and/or sale of securities under all the securities trading account that we have or will open with uab securities Limited. We agree to the Terms & Conditions for Securities Trading of uab securities Limited.
Please check the highlighted fields.