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1. Products and Services
Account Category
Type of Account
Online Trading
2. Personal Information (Main Applicant)
Name
NRC No. (or) Passport No.
Date of Birth
Father Name
Gender
Nationality
Type
Resident Status
Country of Residence
Occupation
If others, please specify.
Marital Status
Spouse's Name
Spouse's Occupation
Annual Income.
Source of Fund
If others, please specify.
Net Worth (Excluding Residence.)
3. Address
Current Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Permanent Address
Permanent Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Current Address in Home Country (Non-Resident)
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Contact Details
Home Phone
Mobile Phone
Fax
Email Address
4. Bank Details
Personal
Bank Account No.
Bank Name.
Bank Branch Name
Type of Account
If others, please specify.
Personal (Non-Resident)
Bank Account No. (Home Country Bank A/C)
Bank Name
Bank Branch Name
Type of Account
5. Employment Details
Academic Qualification
Name of Company
Position
Year(s) of Service
Employer Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Office Phone
Fax
Office Email Address
6. Trading Activities
Do you have previous experience in securities trading?
Year(s) (If yes, please specify)
Do you have any trading account opened with other brokerage firms other than uab securities Limited?
Company Name (If yes, please specify)
Do you now, or have ever had any litigation or bankruptcy proceeding against you by other brokerage houses, financial institution outstanding disputed accounts, or unresolved matters with other brokerage houses / financial institution(s)?
Description (If yes, please describe briefly)
7. Politically Exposed Person
Do any of your immediate family members hold or have previously held or are actively seeking a position or are being considered for a prominent public function?
Name (If yes, please specify)
Relationship (If yes, please specify)
Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public function?
Position (If yes, please describe briefly)
8. Others
Are you a principal shareholder of any company that currently has an account with uab securities Limited?
Company Name (If yes, please specify)
Are you related to or employed by any listed companies on Yangon Stock Exchange?
Name (If yes, please specify)
Relationship (If yes, please specify)
Company Name (If yes, please specify)
9. Account Relationship Details
Are you an employee of uab securities Limited?
Are you related to any employee of uab securities Limited?
Name (If yes, please specify)
Relationship (If yes, please specify)
10. Declaration in Account Opening Form
I hereby confirm that the information provided herein is true and correct. I shall inform uab securities Limited immediately if such information or any details have changed.
I hereby agree that I shall abide by the rules, regulations and conditions set out herein as well as the stipulation laid down at present or in the future by the Securities and Exchange Commision of Myanmar (the "SECM"), the Yangon Stock Exchange (the "YSX"), uab securities Limited and other regulatory authorities.
I have been notified by my marketing officer and understand the Terms & Conditions for Securities Trading (a copy of which has been received by me), and acknowledge that investment in the stock market contains element of risk.
I hereby agree to appoint and authorize uab securities Limited to act as my agent and/or broker in the purchase and/or sale of securities under all the securities trading account that I have or will open with uab securities Limited. I agree to the Terms & Conditions for Securities Trading of the uab securities Limited.
1. Personal Information (Joint Applicant)
Name
NRC No. (or) Passport No.
Date of Birth.
Father Name
Gender
Nationality
Type
Resident Status
Country of Residence
Occupation
If others, please specify.
Marital Status
Spouse's Name
Spouse's Occupation
Annual Income
Source of Fund
If others, please specify.
Net Worth (Excluding Residence)
2. Address
Current Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Permanent Address
Permanent Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Current Address in Home Country (Non-Resident)
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Contact Details
Home Phone
Mobile Phone
Fax
Email Address
3. Bank Details
Personal
Bank Account No.
Bank Name
Bank Branch Name.
Type of Account
If others, please specify.
Personal (Non-Resident)
Bank Account No. (Home Country Bank A/C)
Bank Name
Bank Branch Name
Type of Account
4. Employment Details
Academic Qualification
Name of Company
Position
Year(s) of Service
Employer Address
(e.g. No., Street, Ward, Township, City, State)
Postal Code
Country
Office Phone
Fax
Office Email Address
5. Trading Activities
Do you have previous experience in securities trading?
Year(s) (If yes, please specify)
Do you have any trading account opened with other brokerage firms other than uab securities Limited?
Company Name (If yes, please specify)
Do you now, or have ever had any litigation or bankruptcy proceeding against you by other brokerage houses, financial institution outstanding disputed accounts, or unresolved matters with other brokerage houses / financial institution(s)?
Description (If yes, please describe briefly)
6. Politically Exposed Person
Do any of your immediate family members hold or have previously held or are actively seeking a position or are being considered for a prominent public function?
Name (If yes, please specify)
Relationship (If yes, please specify)
Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public function?
Position (If yes, please specify)
7. Others
Are you a principal shareholder of any company that currently has an account with uab securities Limited?
Company Name (If yes, please specify)
Are you related to or employed by any listed companies on Yangon Stock Exchange?
Name (If yes, please specify)
Relationship (If yes, please specify)
Company Name (If yes, please specify)
8. Account Relationship Details
Are you an employee of uab securities Limited?
Are you related to any employee of uab securities Limited?
Name (If yes, please specify)
Relationship (If yes, please specify)
9. Declaration in Account Opening Form
I hereby confirm that the information provided herein is true and correct. I shall inform uab securities Limited immediately if such information or any details have changed.
I hereby agree that I shall abide by the rules, regulations and conditions set out herein as well as the stipulation laid down at present or in the future by the Securities and Exchange Commission of Myanmar (the "SECM"), the Yangon Stock Exchange (the "YSX"), uab securities Limited and other regulatory authorities.
I have been notified by my marketing officer and understand the Terms and Conditions for Securities Trading (a copy of which has been received by me), and acknowledge that investment in the stock market contains element of risk.
I hereby agree to appoint and authorize uab securities Limited to act as my agent and/or broker in the purchase and/or sale of securities under all the securities trading account that I have or will open with uab securities Limited. I agree to the Terms & Conditions for Securities Trading of the uab Securities Limited.
Please check the highlighted fields.